Home Authors Posts by Matthew S. MacLean

Matthew S. MacLean

Matthew S. MacLean
1 POSTS 0 COMMENTS

SEC improves client safety, but investors must play a role

The name Madoff is synonymous with the recent financial crisis. The Bernie Madoff case, however, is one of several recent enforcement cases brought by the Securities and Exchange Commission ("SEC") against investment advisory firms that had access to client assets and misused them.

What's New

Biz Videos

BIZEXPO IS NEXT WEEK - REGISTER TODAY!

Stay up-to-date with our free email newsletter

Keep up with the issues, companies and people that matter most to business in the Milwaukee metro area.

By subscribing you agree to our privacy policy.

No, thank you.
BizTimes Milwaukee